Morbid obesity is associated with a reduction in life expectancy and significant comorbid medical conditions. Surgical intervention is considered a form of risk reduction in morbidly obese patients with serious medical problems. The decision to undergo surgical intervention is shared by the physician and patient and is based on factors such as the patient's present weight, weight loss history, physical and mental readiness, patient expectations and motivation, all of which are determined by a qualified team of professionals with integrated knowledge of medicine, surgery, psychiatry, nutrition and exercise.
Despite limitations of BMI to accurately risk stratify patients with obesity for their future health risk, it is the most feasible and widely used criteria to identify and classify patients with overweight or obesity. The World Health Organization defines the terms overweight and obesity based on BMI thresholds. In certain ethnic populations the prevalence of diabetes and cardiovascular disease is higher at a lower BMI. Thus, BMI risk zones are adjusted to define obesity at a lower BMI threshold in certain populations.
Bariatric surgeries may be generally categorized as follows:
Definitions
Nicotine: A highly addictive chemical compound present in a tobacco plant. All tobacco and non-tobacco nicotine (NTN) products contain nicotine. Examples of nicotine products include cigarettes, non-combusted cigarettes, cigars, smokeless tobacco (e.g., dip, snuff, snus, chewing tobacco), hookah tobacco, e-cigarettes, and vape pens.
Nicotine Replacement Therapy (NRT): Products designed to help individuals quit smoking by delivering small amounts of nicotine to the brain without the toxic chemicals found in cigarette smoke. Examples include skin patches, gum, and lozenges
I. Patient Selection Criteria: Initial Procedure
The surgical treatment of morbid obesity may be considered MEDICALLY NECESSARY AND APPROPRIATE for patients who meet ALL the following criteria:
II. Patient Selection Criteria: Reoperation
III. Surgical Procedures
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Documentation Submission
Documentation supporting the medical necessity criteria described in the policy must be included in the prior authorization, when prior authorization is required. In addition, the following documentation must also be submitted:
1. Initial Procedure
2. Reoperation Procedure
Link to Pre-Authorization Form: https://www.bluecrossmn.com/sites/default/files/DAM/2021-11/Bariatric-Surgery-Comm-Pre-Auth-Request-Form-Med-Policy-IV-19.pdf
No additional statements.
Summary of Evidence
Morbid obesity is associated with a reduction in life expectancy and significant comorbid medical conditions. Surgical intervention is considered a form of risk reduction in morbidly obese patients with serious medical problems. Initial guidelines for bariatric surgery focused on BMI with a later expansion to include comorbid conditions. Several new guidelines and treatment algorithms have been released that include bariatric surgery as an effective option in those with type 2 diabetes, a BMI of 30-34.9 kg/m2, and inadequate glycemic control. The vast majority of published literature on bariatric surgery addresses the effectiveness of one procedure or compares effectiveness of various procedures. Criteria exists in guidelines and treatment algorithms for restrictive procedures, combined restrictive/malabsorptive procedures, endoluminal procedures, and reoperation/revisions. Pediatric and general guidelines detail treatment specific to the pediatric population.
Rationale
The Swedish Obese Subjects (SOS) study, a case-control study with respect to outcomes from bariatric surgery, reported statistically significant long-term weight loss after different types of bariatric surgery (banding and gastric bypass) as compared to controls (non-surgical management). The study matched subjects at baseline on 18 variables, including gender, age, height, and weight. At eight years of follow-up, among 251 surgically treated patients, the average weight loss was 20 kg (or 16 percent of body weight) as compared to no change in the control group of 232 medically treated patients. Weight loss in the operated group ranged from 4.4-35kg. The SOS study, the only carefully-controlled trial with long-term results, also demonstrated that there was approximately 8-9 kg more sustained weight loss in gastric bypass as compared to VBG. Their results provided strong evidence of the superiority of surgical treatment for the patients that were enrolled (37–57-year-olds with an average BMI of about 41kg/m2). In the Swedish Obesity Study (SOS), ten-year follow-up of 1,006 post-bariatric surgery patients aged 37 to 57 years showed that the two-year incidence rates of diabetes, hypertension, and low high-density lipoprotein (HDL) were statistically significantly higher in the control group (diabetes 16% vs. 0.5%, hypertension 23% vs. 6.0%, and elevated HDLs 16% vs. 5.0%).
Müller-Stich et al published results of a meta-analysis in 2015 on use of surgery compared to medical treatment to treat T2DM in non-severely obese patients. A systematic literature search identified RCTs and nonrandomized comparative observational clinical studies (OCS) evaluating surgical versus medical T2DM treatment in patients with BMI < 35kg/m 2. Study follow-up ranged from 12 to 36 months. T2DM remission was the primary outcome of included studies. Additional outcomes included glycemic control, change in BMI, HbA1C level, remission of comorbidities, and safety. Random effects meta-analyses were calculated and presented as weighted odds ratio (OR) or mean difference (MD) with 95% confidence intervals (95% CI).
An update of the joint guidelines on support for bariatric surgery were published by the AACE, the Obesity Society, the American Society for Metabolic and Bariatric Surgery (ASMBS), Obesity Medicine Association, and American Society of Anesthesiologists. Recommendations on the following questions are summarized below.
“Which individuals should be offered bariatric surgery?”
The 2023, the American Diabetes Association (ADA) “Standards of Care in Diabetes” published the ADA’s current clinical practice recommendations and is intended to provide the components of diabetes care, general treatment goals and guidelines, and tools to evaluate quality of care. Recommendations included the following: Metabolic surgery may be considered as an option to treat type 2 diabetes in adults with BMI 30.0–34.9 kg/m2 who do not achieve durable weight loss and improvement in comorbidities (including hyperglycemia) with nonsurgical methods. “A” recommendation
American Society for Metabolic and Bariatric Surgery (ASMBS) and International Federation for the Surgery of Obesity and Metabolic Disorders (IFSO) (2022)
While the updated ASMBS statement endorses SADI-S as an appropriate metabolic bariatric surgical procedure, it states that studies of long-term safety and efficacy are still needed.
The World Health Organization defines the terms overweight and obesity based on BMI thresholds. In its consensus panel statement of 1991, the NIH stated that the “risk for morbidity linked with obesity is proportional to the degree of overweight.” In the Asian population the prevalence of diabetes and cardiovascular disease is higher at a lower BMI than in the non-Asian population. Thus, BMI risk zones should be adjusted to define obesity at a BMI threshold of 25–27.5 kg/m2 in this population. Therefore, in certain populations access to MBS should not be denied solely based on traditional BMI thresholds.
The American Association of Clinical Endocrinology (2022) notes that persons with BMI 30 to 34.9 kg/m2 and T2D with inadequate glycemic control despite optimal lifestyle and medical therapy should be considered for a bariatric procedure.
In 2013, the Institute for Clinical Systems Improvement (ICSI) published health care guidelines on the prevention and management of obesity in adults. The following was included in the current indications for bariatric surgery:
The American Gastroenterological Association (AGA) Institute Clinical Practice Updates Committee has published Best Practice Advice. Statements presented were developed from expert review of existing literature combined with extensive discussion and expert opinion to provide practical advice. Formal rating of the quality of evidence or strength of recommendations was not the intent of this clinical practice update. The best practice advice recommendation important to this policy states the following: “In patients with proven GERD, Roux-en-Y gastric bypass is an effective primary anti-reflux intervention in obese patients, and a salvage option in non-obese patients, while sleeve gastrectomy has potential to worsen GERD.” (Best Practice Advice)
In 2008, the Endocrine Society published recommendations on the prevention and treatment of pediatric obesity. In 2017, the Society sponsored an update of these guidelines by the Pediatric Endocrine Society and the European Society of Endocrinology. These guidelines recommended the following:
“We suggest that bariatric surgery be considered only under the following conditions:
We recommend against bariatric surgery for preadolescent children, for pregnant or breast-feeding adolescents (and those planning to become pregnant within 2 yr of surgery) and in any individual who has not mastered the principles of healthy dietary and activity habits and/or has an unresolved substance abuse, eating disorder, or untreated psychiatric disorder.”
In 2019, the American Academy of Pediatrics (AAP) published a report outlining the current evidence regarding adolescent bariatric surgery that provided recommendations for practitioners and policy makers. Within this report, AAP listed indications for adolescent metabolic and bariatric surgery that reflected 2018 ASMBS recommendations. Additionally, the AAP report noted that generally accepted contraindications to bariatric surgery included: "a medically correctable cause of obesity, untreated or poorly controlled substance abuse, concurrent or planned pregnancy, current eating disorder, or inability to adhere to postoperative recommendations and mandatory lifestyle changes."
In 2023, the AAP published their first evidence-based clinical practice guideline for the evaluation and treatment of children and adolescents (ages 2 to 18 years) with obesity. The recommendations put forth in the guideline are based on evidence from RCTs and comparative effectiveness trials, along with high-quality longitudinal and epidemiologic studies gathered in a systematic review process described in their methodology. The AAP's recommendation related to bariatric surgery is below:
"Pediatricians and other PHCPs [pediatric health care providers] should offer referral for adolescents 13 years and older with severe obesity (BMI ≥ 120% of the 95th percentile for age and sex) for evaluation for metabolic and bariatric surgery to local or regional comprehensive multidisciplinary pediatric metabolic and bariatric surgery centers (Grade C Evidence Quality)."
Smoking cessation
Nolan and Warner (2015) authored a narrative review to discuss the current evidence for nicotine replacement therapy’s (NRT)efficacy and safety in patients scheduled for surgical treatment and other invasive procedures. Noting the lack of human trials, the authors stated that although available data are limited, there is no evidence from human studies that NRT increases the risk of healing-related or cardiovascular complications. Clinical trials of tobacco use interventions that include NRT have found either no effect or a reduction in complications. Authors concluded that given the benefits of smoking abstinence to both perioperative outcomes and long-term health and the efficacy of NRT in achieving and maintaining abstinence, any policies that prohibit the use of NRT in surgical patients should be reexamined.
In 2020, Stefan et al reported on a retrospective study (n=147,506). Researchers analyzed the association between nicotine replacement therapy (within 2 days of admission) and inpatient complications and outcomes. In the propensity-matched analysis, there was no association between receipt of NRT and in-hospital complications (OR, 0.99; 95% CI, 0.93-1.05), mortality (OR, 0.84; 95% CI, 0.68-1.04), all-cause 30-day readmissions (OR, 1.02; 95% CI, 0.97-1.07), or 30-day readmission for wound complications (OR, 0.96; 95% CI, 0.86-1.07). Authors concluded that this demonstrates that perioperative NRT is not associated with adverse outcomes after surgery. These results strengthen the evidence that NRT should be prescribed routinely in the perioperative period.
In 2023, Ashour et al published [online ahead of print] abstract information on a completed systematic review focusing on vaping exclusively. We are awaiting full-text availability of the findings, but the following conclusions are noted: Despite limited objective data, the recommendation is that e-cigarettes be treated as tobacco cigarettes; hence, vaping should be stopped in the perioperative period to decrease the incidence of wound healing complications. Vaping can significantly increase the risk of complications after surgery in ways comparable to smoking regular cigarettes. No matter the method of consumption, nicotine can greatly disrupt the body’s healing processes by negatively affecting:
In 2024, The National Comprehensive Cancer Network (NCCN) published guidelines on smoking cessation. The guideline states the following: Nicotine replacement therapy (NRT) is not a contraindication to surgery. There is no evidence that NRT degrades the wound-healing benefits of abstinence from smoking in humans. NRT offers benefits over continued smoking. NRT typically provides less nicotine than cigarettes, and nearly doubles the chance of smoking abstinence.
Reference List
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Acknowledgements:
CPT® codes copyright American Medical Association® 2023. All rights reserved.
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